Readiness and Evidence Gap Analysis
A control-by-control view of what exists, what is missing and what requires improvement.
From the first gap assessment to auditor support, Falcon Oaks helps you prepare for SOC 2, ISO 27001 and other certifications with senior-led execution, complete documentation and controls that work in practice.
*Metrics supplied by Falcon Oaks and subject to final substantiation. Historical results do not guarantee a future audit outcome.
Preparing for an audit can quickly become a second full-time job. Requirements are interpreted differently, evidence sits across multiple teams, policies do not match actual practice and last-minute requests disrupt normal operations.
Falcon Oaks brings structure to the process. We define the scope, identify what is missing, build the documentation and evidence model, coordinate stakeholders and help resolve issues before they reach the auditor.
The result is a clear readiness plan, stronger controls, complete audit artifacts and a team that understands what must be demonstrated before the formal review begins.
A control-by-control view of what exists, what is missing and what requires improvement.
Clear boundaries, systems, services, locations, stakeholders and applicable requirements.
Practical documentation aligned with both the framework and your real operating environment.
Defined artifacts, owners, frequency, retention and quality expectations.
Prioritized actions, working sessions, tracking and validation.
Challenge testing to identify weak evidence, inconsistent practices and unresolved gaps.
Structured communication, request tracking and support throughout fieldwork.
Ongoing evidence routines, control monitoring and preparation for future audit periods.
Trust Services Criteria, system description inputs, control design, evidence and audit coordination.
ISMS scope, risk assessment, Statement of Applicability, policies, controls and certification preparation.
Control and evidence readiness for organizations handling payment account data.
Readiness support for US defence supply-chain cybersecurity requirements.
Readiness for applicable Canadian defence supplier certification requirements.
Control mapping that reuses common evidence and reduces duplicate work.
For technology and service organizations, SOC 2 can be essential to enterprise sales, customer assurance and vendor due diligence. We translate the Trust Services Criteria into practical controls and evidence that reflect how your service is actually delivered.
Define the system, service boundaries and audit scope.
Select the applicable Trust Services Categories.
Map existing controls and identify readiness gaps.
Develop policies, procedures and control narratives.
Create repeatable evidence routines for the observation period.
Prepare stakeholders and support requests through Type I or Type II fieldwork.
ISO/IEC 27001 requires an operating information security management system with defined scope, governance, risk treatment, control selection, monitoring and continual improvement.
Define organizational context, stakeholders, boundaries and requirements.
Build the methodology, risk register and treatment approach.
Support control selection, justification and implementation status.
Develop the documentation required to operate the ISMS.
Prepare for internal audit, management review and certification fieldwork.
Establish evidence that demonstrates implementation and operation.
Readiness gap report, control matrix and framework mapping.
Policies, standards, procedures, templates and operating records.
Risk register, treatment plan, remediation tracker and executive reporting.
Evidence register, repository structure, request tracker and response package.
Recurring controls, evidence cycles and readiness activities.
A structured, evidence-first path from discovery to sustainable execution.
Confirm the target framework, business objective, systems, services, locations and timeline.
Review controls, policies, evidence, governance and prior findings against the criteria.
Build a sequenced remediation plan based on audit impact, risk, effort and dependency.
Develop controls, documentation, ownership and evidence routines with your teams.
Confirm that artifacts are complete, consistent, timely and traceable to control operation.
Test interviews, walkthroughs, evidence and unresolved issues before formal fieldwork.
Coordinate requests, clarify evidence and keep the engagement moving.
Establish ongoing monitoring and evidence cycles for future periods and certifications.
Speak with a senior Falcon Oaks advisor if your situation requires a more specific answer.
The timeline depends on current maturity, scope, resources and target date. A focused gap assessment allows Falcon Oaks to identify the critical path and provide a realistic phased plan.
No responsible readiness provider can guarantee an independent auditor or certification body’s conclusion. Falcon Oaks reduces uncertainty by identifying gaps early, strengthening controls, validating evidence and supporting the audit process.
Falcon Oaks provides readiness, remediation, documentation, evidence and audit support. The formal examination or certification audit should be completed by an appropriately independent and qualified organization.
Yes. We can align the readiness plan to the auditor’s request approach, coordinate evidence and help your team respond efficiently while respecting auditor independence.
Yes. We can develop or update policies, standards, procedures, control descriptions and evidence routines tailored to your operating environment.
Yes. Falcon Oaks maps overlapping controls and evidence so one operating process can support multiple requirements where appropriate.
We can establish a sustainment calendar, recurring evidence routines, monitoring, internal reviews and ongoing advisory support so readiness becomes continuous.
Start with a focused conversation about your target framework, current maturity and timeline. Falcon Oaks will help you define the scope, identify the critical gaps and build a clear path to readiness.